The Assistant Compliance Manager will oversee Mortgage Lending areas of regulatory compliance, specifically the retail and correspondent lending channels. They will perform a key second line of defense role to ensure the line of business processes comply with applicable laws and regulations.
Requirements
- Bachelor's degree is preferred
- 7+ years related compliance experience in residential mortgage lending for both retail and correspondence
- Deep understanding of compliance and federal and state consumer laws and regulations
- In-depth understanding of audit and / or compliance practices and methodologies, including risk assessment and internal control concepts
- Demonstrated ability and success in interacting with senior leadership, including executive management
- Ability to clearly define scope and identify root cause of problem, research potential solutions, and engage stakeholders in discussion to obtain line of business engagement; escalation as appropriate
- Strong analytical skills particularly regarding assessing the probability and impact of a control weakness
- Ability to troubleshoot, analyze situations, and make sound evidence-based decisions with others
- CMCP, CRCM, or other relevant certifications preferred
- Familiar with GRC (SAI360), ServiceNow, Encompass, Meridian Link (Lending QB), AllRegs preferred, but not required
- Excellent written and verbal communication
- Strong PC skills, including the Microsoft Office. PowerPoint, Excel
Benefits
- Competitive salaries
- Ownership stake in the company
- Medical and dental insurance
- Time off
- 401k matching program
- Tuition assistance program
- Employee volunteer program
- Wellness program