Western Alliance Bank

Assistant Compliance Manager

Join Western Alliance Bank in Irvine, CA as an Assistant Compliance Manager. Leverage ServiceNow skills to ensure mortgage lending compliance. 7+ years experience required. Competitive benefits!

ServiceNow Role Type:
ServiceNow Modules:
Department - JobBoardly X Webflow Template
Governance, Risk, and Compliance
Department - JobBoardly X Webflow Template
Problem Management
ServiceNow Certifications (nice to have):

Job description

Date - JobBoardly X Webflow Template
Posted on:
 
January 15, 2025

The Assistant Compliance Manager will oversee Mortgage Lending areas of regulatory compliance, specifically the retail and correspondent lending channels. They will perform a key second line of defense role to ensure the line of business processes comply with applicable laws and regulations.

Requirements

  • Bachelor's degree is preferred
  • 7+ years related compliance experience in residential mortgage lending for both retail and correspondence
  • Deep understanding of compliance and federal and state consumer laws and regulations
  • In-depth understanding of audit and / or compliance practices and methodologies, including risk assessment and internal control concepts
  • Demonstrated ability and success in interacting with senior leadership, including executive management
  • Ability to clearly define scope and identify root cause of problem, research potential solutions, and engage stakeholders in discussion to obtain line of business engagement; escalation as appropriate
  • Strong analytical skills particularly regarding assessing the probability and impact of a control weakness
  • Ability to troubleshoot, analyze situations, and make sound evidence-based decisions with others
  • CMCP, CRCM, or other relevant certifications preferred
  • Familiar with GRC (SAI360), ServiceNow, Encompass, Meridian Link (Lending QB), AllRegs preferred, but not required
  • Excellent written and verbal communication
  • Strong PC skills, including the Microsoft Office. PowerPoint, Excel

Benefits

  • Competitive salaries
  • Ownership stake in the company
  • Medical and dental insurance
  • Time off
  • 401k matching program
  • Tuition assistance program
  • Employee volunteer program
  • Wellness program

Requirements Summary

7+ years related compliance experience, deep understanding of compliance and federal and state consumer laws and regulations, in-depth understanding of audit and / or compliance practices and methodologies